- Sep 1, 2021
This person was ordered to pay a settlement in excess of $350,000 of a $950,000 settlement by FINRA. He NEVER paid it and all his licenses have been REVOKED. He still is trying to sell stocks and is practicing in violation of NYS law that requires a LICENSE to advise any financial actions. He advertises on the www and is the “pitchman” for a number of “penny stocks” This guys track record in the financial field is a joke.
How long before he screws more people. Selling, advising or promoting a stock without a license is a felony in NY State……About time, this fool or con man is stopped.
Published at Fri, 3 Sep 2021 22:33:4 GMT